Securities

STATUTORY AUTHORITY & ADMINISTRATIVE RULES

The Illinois Securities Department, an administrative office within the Office of the Illinois Secretary of State, is authorized under various provisions of the Illinois Securities Law of 1953 (815 ILCS 5/1 et. seq.) to regulate the investment adviser and investment adviser representative industry within Illinois.

The Department has also adopted various administrative rules that complement its statutory authority.

DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.