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SECURITIES

Administrative Actions

2011

January | February | March | April | May | June | July | August | September | October | November | December

John T. Kelly
Carrowmore Builders, Inc.
April 29, 2011

Stephen Matthew Weber
April 27, 2011

Aurora Sportsmen's Club
April 20, 2011

Aurora Sportsment's Club
April 20, 2011

Timothy J. Roth
April 20, 2011

Shearer Sampson & Associates
April 20, 2011

Michael Leslie Broadus
April 19, 2011

Kery S. Hutner
April 19, 2011

Jason Bradley Schwieder
April 15, 2011

David L. Hopkins
April 15, 2011

Steven Kent
April 15, 2011

FP Financial Services, Inc.
dba Guidant Wealth Advisors
April 14, 2011

Inverness Securities, LLC
April 14, 2011

Newbury Street Capital
April 14, 2011

David Sargent
a/k/a Smooth D. Styles, Jr.
d/b/a The Elite Construction Group
April 13, 2011

Randal James Gabaldon
April 13, 2011

Tina Marie Adams
April 13, 2011

George Douglas Bates
April 11, 2011

Gregory Leo Schroer
April 11, 2011

Jason Nicholas Slezak
April 11, 2011

Kenneth Norman Young
April 11, 2011

Marsha Maureen Peterson
April 11, 2011

Robert C. Bevis
April 11, 2011

Ryan J. Pierce
April 11, 2011

Spyglass Equity Systems, Inc.
Flatiron Systems, LLC
April 11, 2011

Terry Wayne Hansard
April 11, 2011

Angelo Zenez
April 8, 2011

Darryl Antonio Johnson
April 8, 2011

Debra Jo Otlewis
April 8, 2011

Diane Glatfelter
K2 Unlimited Inc.
Robert S. Anderson
E-Trust Clearing House
April 8, 2011

George Edward Langlois
April 8, 2011

Gerald V. Mccadd
April 8, 2011

Gregory Arthur Pfaff
April 8, 2011

John Eugene Roe
April 8, 2011

Jonathan Michael Fiorito
April 8, 2011

Kimberly Sheri' Smith
April 8, 2011

Lisandro Gutierrez
April 8, 2011

Michael Joseph Hovanec
April 8, 2011

Michelle W. Starks
April 8, 2011

Neville B. Allen
April 8, 2011

Prince Joseph Manjooran
April 8, 2011

Randall Jean Davis
April 8, 2011

Scott Christopher Loidl
April 8, 2011

Spencer Elliott Williams
April 8, 2011

Stephen Corley Carver
April 8, 2011

Susan Lynn Wolfe
April 8, 2011

Swift Financial Services
April 8, 2011

Thomas John Hindes
April 8, 2011

Christos Fotiados
April 7, 2011

Udell W. Matthews
Matthews Logistics, LLC
April 4, 2011

Gary Carter Jr.
Believer's Two, Inc.
Cheetah Machines Inc.
Gary Carter Sr.
April 1, 2011

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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