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Securities

ADMINISTRATIVE ACTIONS FEBRUARY 2010




Theodore "Ted" J. Hogan
a/k/a Ted Kills in the Fog
Theodore J. Hogan & Associates, LLC
 PDF
February 26, 2010

Allodial Investments, Inc.
Art A. Segura II
 PDF
February 26, 2010

John L. Ong PDF
February 25, 2010

Fabio B. Herrara
aka Fabio Herrera
 PDF
February 24, 2010

Dean Robert Bordeaux PDF
February 23, 2010

Groupe 369 Corp.
David Alan Kastner
Donald James
 PDF
February 23, 2010

Lambert Clark Group, L.L.C
LCG Global Assets Limited
Kevin James Reed
 PDF
February 23, 2010

Leroy J. Wright
Wright Capital Partners, LLC
 PDF
February 23, 2010

Capital Planning Alliance, Inc.
Matthew G. Fowler
 PDF
February 19, 2010

Michael Hendrix PDF
February 19, 2010

Emerson Equity Group PDF
February 17, 2010

Gary L. Lange PDF
February 17, 2010

Christine Fenn PDF
February 11, 2010

Amvest Securities, Inc. PDF
February 9, 2010

Kelvin Miles, Sr. PDF
February 8, 2010

Martin P. Travis
The Scarlet Group, Inc.
 PDF
February 04, 2010

A.I.R. Inc.
Michael W. Smith
 PDF
February 4, 1010

Kareem Abdul-Jabbar
T.E.N. Enterprises
 PDF
February 03, 2010

Stephen Wayne Walker PDF
February 01, 2010

Timothy Shawn Dunn
Moneyfacts, Inc.
 PDF
February 01, 2010

Stephen M. Visser PDF
February 1, 2010


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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