SECURITIES

Administrative Actions

2009

Jack D. Seibald
March 31, 2009

Meredith K. Bromfield
March 31, 2009

Michael S. Rosen
March 31, 2009

Mitchell Bass
March 27, 2009

Capital Development Group, LLC
EAG Capital Holdings, Inc.
Alex Field
Gary Fishkin
Edward Renko
March 27, 2009

Keith Andrew Wetteland
SA Financial
March 27, 2009

Hugh Benjamin DeNeal
March 26, 2009

Robert DalSanto
Dal Santo Capital Management, LLC
David DalSanto
Samuel DalSanto
Lucid Fund, LLC
March 26, 2009

Scott M. Ross
Harbor Wealth Management Group, LLC
Harbor Private Funds
Harbor Capital Funds, LLC
Maize Capital Management, LLC
Maize Asset Management, LLC
Maize Fund, L.P
March 25, 2009

Harold C. Eberling Jr.
March 24, 2009

John A. Vedovino
March 23, 2009

George Andrew Watson
Watson Financial Associates
Watson Tax Advisory Group
March 20, 2009

MDS Freedom LLC
Michael d. Schleif
March 20, 2009

Neil Rolla Harrison
March 20, 2009

Pigeon King International, Inc.
March 20, 2009

Thrive Learning Institute
March 18, 2009

Cleophus Robinson Jr.
March 16, 2009

HEI Resources, Inc.
Charles Reed Cagle
John Schiffner
March 11, 2009

JT Financial Advisers, LLC
Thomas George Tesar
March 10, 2009

Thomas More Leinenweber
Leinenweber & Baroni, LLC
March 10, 2009

Igor Anatsko
Maria Chychula
Vitaliy M. Baka
d/b/a GNXPERT
March 9, 2009

Imerge Advisors, Inc.
f/k/a eBizBrokers, Inc.
Gloria Bayne
March 5, 2009

Philip Herrejon
March 5, 2009

Richard N. Beleutz
March 3, 2009

Francois E. Durmaz
March 4, 2009

Kelly John Woitel
March 2, 2009