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Securities

ADMINISTRATIVE ACTIONS SEPTEMBER 2007




Albert Jack Lukasik aka Albert Jack Lucente,
Sally Lukasik aka Sally Lucente
 PDF
September 28, 2007

Craig L. Josephberg PDF
September 27, 2007

Alliance Financial Services of Illinois Ltd.
Burton Stern
 PDF
September 26, 2007

SKB Consulting, LLC
Scott A. Smith
 PDF
September 25, 2007

John Kavalec PDF
September 24, 2007

Brian E. McLain PDF
September 21, 2007

1st Global Capital Corp. PDF
September 18, 2007

Anthony T. Coniglio PDF
September 14, 2007

Dawn A. Martin PDF
September 13, 2007

TradeRight Corp
d/b/a TradeRight Securities, Inc.
Christopher R. Wurtzinger
Michael J. Rukujzo
George Dragel
John H. Lohmeier
Rebecca A. Townsend
 PDF
September 12, 2007

Doley Securities, LLC PDF
September 12, 2007

Michael W. Brinton PDF
September 12, 2007

Klaus Alois Robert Offenbacher PDF
September 4, 2007


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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