SECURITIES

Administrative Actions

2006

Charles H. Landwer, Jr.
Accurate Financial Group, Ltd.
July 31, 2006

Windham Securities, Inc.
July 31, 2006

Richard D. Carter
July 28, 2006

Stonington Corporation
July 28, 2006

Cash Now
a/k/a Cash Now, Inc.
a/k/a WWW.CashNow.CA
a/k/a WWW.CashNowPlus.Com
July 27, 2006

Roger L. Overby
July 27, 2006

Eagle Vending Systems, Corp
July 26, 2006

Western Growers Financial Services, Inc.
July 25, 2006

Paez Real Estate Funding
Juan Paez
July 24, 2006

Deutsche Bank Securities, Inc.
July 20, 2006

Deutsche Bank Securities, Inc.
July 20, 2006

Deutsche Bank Securities, Inc.
July 20, 2006

Amvest Securities, Inc.
July 19, 2006

Freetel, Inc.
July 19, 2006

Marcello Rojas
Roberto Vallejo
July 18, 2006

Edelman Financial Services, LLC
July 17, 2006

James R. Brown
July 13, 2006

Judah Indig
July 13, 2006

Ralph A. Porpora
July 13, 2006

Ronald Heineman
July 11, 2006

Roderick J. Rieman
Innovative Financial Services, Inc.
Michael J. Crook
Z Touch Systems, Inc.
July 11, 2006

Western Growers Financial Services, Inc.
July 7, 2006

Robert L. Savage
July 6, 2006

Thomas E. Grimm
July 5, 2006

Seed International Ltd d/b/a Churchill Associates
Ocean International Marketing, Ltd.
Isack Nadya
July 5, 2006

H & R Block Financial Advisors, Inc.
July 3, 2006