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Securities

ADMINISTRATIVE ACTIONS SEPTEMBER 2003


Federal Street Investments, Inc. PDF
September 30, 2003

Fiserv Securities, Inc. PDF
September 30, 2003

NYPPE LLC PDF
September 30, 2003

Orbitex Funds Distributor, Inc. PDF
September 30, 2003

Public Communication Services, Inc. PDF
September 29, 2003

American Cash Flow Corporation PDF
September 26, 2003

Bryant F. Thompson PDF
September 26, 2003

Capital Access, Ltd. PDF
September 26, 2003

CMG Institutional Trading LLC PDF
September 26, 2003

Equity Financial Management Services, Inc. PDF
September 26, 2003

Golden Years Planning
Bonnie Rohr PDF
September 26, 2003

Introducing Brokers Alliance, Inc. PDF
September 26, 2003

Investment Solution, Inc. PDF
September 26, 2003

MLC Ventures, LLC PDF
September 26, 2003

Traderight Corp. PDF
September 26, 2003

Vikram V. Naik PDF
September 26, 2003

White Mountain Capital, LLC PDF
September 26, 2003

Martin Dennis Ross PDF
September 25, 2003

Daniel J. Russell PDF
September 22, 2003

Nicholas G. Tsikiktas PDF
September 22, 2003

Q-2 Synergy, Inc.
a/k/a Freedom Systems International
Dudley Gee PDF
September 17, 2003

Jack D. Stone PDF
September 15, 2003

Kelly J. Woitel PDF
September 5, 2003

Pond Securities Corporation PDF
September 5, 2003

Barry J. Weber
a/k/a J. Barry Weber PDF
September 2, 2003

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
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